SourcingSourcing

VOYA FINANCIAL ADVISORS, INC.

C38
CRD 2882·SEC 801-46585·WINDSOR, CT
AUM
$3.87B
$1B+
Est. Revenue
$38.7M
@ 1% on AUM
Est. EBITDA
$11.6M
@ 30% margin
Est. Deal Value
$92.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VOYA FINANCIAL ADVISORS, INC.
CRD
2882
SEC file #
801-46585
EIN
387110012
DBA names
—

Economics

AUM
$3.87B
AUM band
$1B+
AUM trajectory
'20'26
$13.45B → $3.87B▼ -71%
Client mix
Individuals Other13,218
Individuals High Net Worth3,095
Corporations21
Charitable Organizations2

Operations

Employees (total)
638
Advisory staff (per ADV)
638
Advisory staff (5-yr trend)
'20'26
1,696 advisors → 638 advisors▼ -62%
Primary office
WINDSOR CT
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/voya(social)

Compliance

Disclosures (firm)
8
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VOYA HOLDINGS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
VOYA HOLDINGS INC.
BOHN, FREDERICK HENRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:voya.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
11
Form 5500 Total Compensation
209,932
Form 5500 Compensation Trajectory 3y
2025209,932
Form 5500 Plan Count Trajectory 3y
202511
Schedule C Total Compensation
209,932
Schedule C Service Provider Rows
11

SEC EDGAR

Edgar Cik
0001606843
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2014-05-12
Edgar Last Filing Date
2015-05-21
Edgar Form D Count
10
Edgar Form D Offerings
2015-05-212015-05-21 · 0001606843-15-000005
2015-05-112015-05-11 · 0001606843-15-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
19
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing7
E*trade4
Edgar Addresses
Mailing
2901 BUTTERFIELD ROADOAK BROOK, IL 60523
Business
2901 BUTTERFIELD ROADOAK BROOK, IL 60523
Edgar EIN
387110012
Edgar Recent Filings
D/A2015-05-21 · 0001606843-15-000005
D/A2015-05-11 · 0001606843-15-000004
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (54)

54
FREDERICK HENRY BOHN
Executive Officer · 2.5%
5791728
JOHN J DEPRATTI
Executive Officer · 2.5%
2927917
STEPHAN ANTHONY PAASCH
Executive Officer · 2.5%
2968516
JONATHAN FRANCIS REILLY
Executive Officer · 2.5%
2039032
TRAMPUS WADE BRIGHT
IAR
4130272
DAWN MARIE MCCARTAN
IAR
4043591
NICANDRA GOMES FERREIRA
IAR
4266311
DIANA CRECCO SCHEER
IAR
4228974
ERIN FRANCES RECTOR
IAR
4869559
Thomas Gott King
IAR
6985706
Janet Lee Hile
IAR
6744614
Jose Antonio Nascimento
IAR
7020862
Archana Annamaneni
IAR
7175986
MARIA BEATRIZ SUAREZ
IAR
5006282
GREGORY ALLEN GOSIER
IAR
4548433
MICHAEL CHRISTOPHER ROBERSON
IAR
5464082
MICHAEL JOHN SALISBURY
IAR
5883136
DANA ROSE STEIN
IAR
5910380
JUSTIN MICHAEL CAMISA
IAR
5833523
JEFFREY SHANE WAGNER
IAR
5683226
SHANTELLE R CORPUZ
IAR
6117194
CHRISTOPHER ALAN YATES
IAR
6341194
KATHY NOEL VAN FOSSEN
IAR
5599884
BENJAMIN SCOTT SMITH
IAR
5590735
SARA NICOLE MOELLER
IAR
5695228
JESSICA MOTTE BAUGH
IAR
5396085
RACHEL MARIE LITKE
IAR
5643180
TARA NICOLE MOULE
IAR
6158223
CAROL ANN SCELSA
IAR
1585130
THERESA KING PAUL
IAR
2094738
DAWN MARIE KOT
IAR
4901916
WILLIAM DOUGLAS MEADOWS
IAR
727429
JULIE ANN LYON
IAR
2576699
APRYL MICHELE HOWARD
IAR
2818949
JULIE ANN MARTINELLI
IAR
2878680
HELEN KEMPA CHAMBERS
IAR
1151652
CAROL CHAN SAY
IAR
2171414
MICHAEL JOSEPH BIGGUS
IAR
2860880
STEVEN SCOTT HARMAN
IAR
2728703
THERESE CATHERINE CHRISTENSEN
IAR
3048352
STEPHEN TRACY MULLIN
IAR
3153498
WANDA WARE WOODARD
IAR
2572430
DENISE ELIZABETH FORTUNE
IAR
2985498
PAUL JAMES LIUM
IAR
3096038
Stacey Courtwright Russell
IAR
5533464
NATALIA TROSHIN
IAR
6019632
CHARMAINE EVELYN MARTIN
IAR
5076774
MATTHEW CREIGHTON SMITH
IAR
5051592
JULIE KAY PEDERSEN-MCDEVITT
IAR
4217525
Chad Galvan
IAR
6690573
SELAMAWIT BERAYES
IAR
5857836
HAROLD CLARKSON MORLEY
IAR
1055055
LAURA LEE FAIR
IAR
2106796
CHARLES FERRELL SMITH
IAR
3118063