SourcingSourcing

BAUM CAPITAL PARTNERS MANAGEMENT, LLC

C50
CRD 288225·SEC 801-133927·KANSAS CITY, MO
AUM
$247.0M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$741K
@ 30% margin
Est. Deal Value
$5.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BAUM CAPITAL PARTNERS MANAGEMENT, LLC
CRD
288225
SEC file #
801-133927
EIN
934250766
DBA names
—

Economics

AUM
$247.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$222.2M → $247.0M▲ +11%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
10
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'25'26
7 advisors → 8 advisors▲ +14%
Primary office
KANSAS CITY MO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
baumpartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GEORGE K. BAUM HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
GEORGE K. BAUM HOLDINGS, INC.
BAUM, JONATHAN, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BAUMPARTNERS.COM
Rdap Domain Creation Date
2017-06-29T18:17:08Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002028514
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2024-06-28
Edgar Last Filing Date
2026-03-06
Edgar Form D Count
2
Edgar Form D Offerings
2026-03-062026-03-06 · 0002028514-26-000001
2024-06-282024-06-28 · 0002028514-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
4801 MAIN STREETSUITE 525KANSAS CITY, MO 64112
Business
4801 MAIN STREETSUITE 525KANSAS CITY, MO 64112
Edgar EIN
934250766
Edgar Recent Filings
D/A2026-03-06 · 0002028514-26-000001
D2024-06-28 · 0002028514-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-19T11:59:59Z
Rdap Domain Last Changed
2022-10-30T05:23:11Z
Rdap Nameservers
Ns75.domaincontrol.comNs76.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (3)

3
JONATHAN EDWARD BAUM
Executive Officer · 2.5%
1492485
CHRISTOPHER ROBERT HANSON
Executive Officer · 2.5%
2781642
SPEROS ANGELO KOPITAS
Executive Officer · 2.5%
2550487