PROCYON ADVISORS, LLC

CRD

288239

SEC file #

801-110493

EIN

821652002

DBA names

Procyon

Economics

AUM

$9.20B

AUM band

$1B+

AUM trajectory

'20 · $390.0M

'21 · $813.8M

'22 · $5.27B

'23 · $5.27B

'25 · $7.77B

'26 · $9.20B

'20'26

$390.0M → $9.20B▲ +2260%

sec adv history

Client mix

Individuals Other	2,084
Individuals High Net Worth	691
Pension Profit Sharing Plans	156
Corporations	103
State Or Municipal Govt	12

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 10 advisors

'21 · 12 advisors

'22 · 23 advisors

'23 · 23 advisors

'25 · 34 advisors

'26 · 49 advisors

'20'26

10 advisors → 49 advisors▲ +390%

sec adv history

Primary office

SHELTON CT

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/30/2026

facebook.com/procyonpartners(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PROCYON ENTERPRISE, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

PROCYON ENTERPRISE, LLC

FARRAR, JEFFREY, HOPKINS

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:procyon.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

571,243

Form 5500 Compensation Trajectory 3y

2025	545,353
2026	25,890

Form 5500 Plan Count Trajectory 3y

2025	10
2026	1

Schedule C Total Compensation

571,243

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001804329

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2020-02-21

Edgar Last Filing Date

2026-05-04

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-04

Accession0001951757-26-000765

Edgar Former Names

Procyon Private Wealth Partners, LLC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

1 CORPORATE DRIVESUITE 225SHELTON, CT 06484

Business

1 CORPORATE DRIVESUITE 225SHELTON, CT 06484

Edgar EIN

821652002

Edgar Recent Filings

13F-HR2026-05-04 · 0001951757-26-000765

13F-HR2026-01-07 · 0001951757-26-000027

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

People (49)

FARRAR, JEFFREY, HOPKINS

FOSTER, CHRISTOPHER, EDWIN

3062322

5574029

FIORE, PHIL, GIUSEPPE

2547584

SMALLWOOD, TODD, JONES