SourcingSourcing

COMPASS ADVISORY GROUP LLC

C34
CRD 288256·SEC 801-110409·MELVILLE, NY
AUM
$767.5M
$500M-$1B
Est. Revenue
$7.7M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMPASS ADVISORY GROUP LLC
CRD
288256
SEC file #
801-110409
EIN
061679321
DBA names
Compass Advisors

Economics

AUM
$767.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$106.0M → $767.5M▲ +624%
Client mix
Individuals Other240
Pension Profit Sharing Plans161
Individuals High Net Worth121
Corporations6

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
MELVILLE NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/19/2026
ADV-W filed at
—
Website
compassadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CUNEO, MICHAEL, ANTHONY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
CUNEO, MICHAEL, ANTHONY
KING, LAUREN, MICHELLE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COMPASSADVISORS.COM
Rdap Domain Creation Date
1998-12-10T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
99,570
Form 5500 Compensation Trajectory 3y
202559,935
202639,635
Form 5500 Plan Count Trajectory 3y
20253
20261
Schedule C Total Compensation
99,570
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001455005
Edgar Registered
Yes
Edgar Filing Count
36
Edgar First Filing Date
2009-02-13
Edgar Last Filing Date
2014-12-31
Edgar 13f Count
21
Edgar 13f Latest AUM Estimate
Filing Date2014-02-20
Accession0001455005-14-000001
Edgar Form D Count
2
Edgar Form D Offerings
2013-07-112013-07-11 · 0001455005-13-000005
2009-09-032009-09-03 · 0001455005-09-000008
Edgar Former Names
Compass Advisory Group, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
213 OVERLOOK CIRCLESUITE A-1BRENTWOOD, TN 37027
Business
213 OVERLOOK CIRCLESUITE A-1BRENTWOOD, TN 37027
Edgar EIN
061679321
Edgar Recent Filings
40-APP2014-12-31 · 0001104659-14-089701
13F-HR2014-02-20 · 0001455005-14-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-09T05:00:00Z
Rdap Domain Last Changed
2025-12-10T11:30:55Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4634237
Trust Company Affiliate
No

People (5)

5
KING, LAUREN, MICHELLE
IAR · Direct Owner · 62.5%
4629988
CUNEO, MICHAEL, ANTHONY
IAR · Direct Owner · 62.5%
4634237
MYERS, JEFFREY, JOSEPH
IAR · Executive Officer · 2.5%
3154149
Brendan L Hyde
IAR
4940858
Jeffrey Ryan Burke
IAR
4849507