ASTORIA PORTFOLIO ADVISORS LLC

C26
CRD 288271·SEC 801-119078·NEW YORK, NY
AUM
$977.6M
$500M-$1B
Est. Revenue
$9.8M
@ 1% on AUM
Est. EBITDA
$2.9M
@ 30% margin
Est. Deal Value
$23.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASTORIA PORTFOLIO ADVISORS LLC
CRD
288271
SEC file #
801-119078
EIN
821023957
DBA names

Economics

AUM
$977.6M
AUM band
$500M-$1B
AUM trajectory
'21'26
$67.0M → $977.6M▲ +1359%
Client mix
Individuals Other61
Individuals High Net Worth29
Other Investment Advisers27
Investment Companies4
Corporations2

Operations

Employees (total)
9
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'21'26
3 advisors → 9 advisors▲ +200%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAVI, JOHN, NMN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
DAVI, JOHN, NMN
CLARK, DAVID, NICHOLAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:twitter.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001931642
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2022-06-01
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0001931642-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
500 7TH AVENUENEW YORK, NY 10018
Business
500 7TH AVENUENEW YORK, NY 10018
Edgar EIN
821023957
Edgar Recent Filings
13F-HR2026-04-28 · 0001931642-26-000004
13F-HR2026-02-24 · 0001931642-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3067693
Trust Company Affiliate
No