SourcingSourcing

A.O. WEALTH ADVISORY,LLC

C30
CRD 288301·SEC 801-120730·URBANDALE, IA
AUM
$213.2M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$640K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
A.O. WEALTH ADVISORY,LLC
CRD
288301
SEC file #
801-120730
EIN
000000000
DBA names
Ao Wealth Advisory

Economics

AUM
$213.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$126.3M → $213.2M▲ +69%
Client mix
Individuals Other238
Individuals High Net Worth60
Pension Profit Sharing Plans13

Operations

Employees (total)
7
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
2 advisors → 4 advisors▲ +100%
Primary office
URBANDALE IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/10/2026
ADV-W filed at
—
Website
instagram.com/aowealthadvisory(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OBRECHT, ADAM, BAIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
OBRECHT, ADAM, BAIN
WILLIAMS, ERIC, RANDALL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:instagram.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001795705
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2019-12-06
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
12
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001795705-26-000002
Edgar Form D Count
5
Edgar Form D Offerings
2022-07-072022-07-07 · 0001795705-22-000003
2022-06-142022-06-14 · 0001795705-22-000002
Edgar Former Names
Skopos Labs, Inc.

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
730 3RD AVE4TH FLOORNEW YORK, NY 10017
Business
730 3RD AVE4TH FLOORNEW YORK, NY 10017
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-04-29 · 0001795705-26-000002
N-PX2026-03-04 · 0001172661-26-001331
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3231002
Trust Company Affiliate
No

People (4)

4
OBRECHT, ADAM, BAIN
IAR · Direct Owner · 87.5%
3231002
WILLIAMS, ERIC, RANDALL
IAR · Direct Owner · 7.5%
6448810
Daycen Steele Douglass
IAR
7384875
Jose Luis Leon
IAR
7736026