SourcingSourcing

WELLINGTON FUNDS (US) LLC

C33
CRD 288313·SEC 801-111643·BOSTON, MA
AUM
$5.41B
$1B+
Est. Revenue
$54.1M
@ 1% on AUM
Est. EBITDA
$16.2M
@ 30% margin
Est. Deal Value
$129.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WELLINGTON FUNDS (US) LLC
CRD
288313
SEC file #
801-111643
EIN
000000000
DBA names
—

Economics

AUM
$5.41B
AUM band
$1B+
AUM trajectory
'20'26
$3.31B → $5.41B▲ +63%
Client mix
Pooled Investment Vehicles16

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'21'26
1 advisors → 1 advisors▬ 0%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Other Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/showcase/65394709/admin(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WELLINGTON MANAGEMENT FUNDS
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
WELLINGTON MANAGEMENT FUNDS
TAGLIONE, CARMINE, A
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001700365
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2017-03-09
Edgar Last Filing Date
2026-02-13
Edgar Form D Count
11
Edgar Form D Offerings
2026-02-132026-02-13 · 0000919574-26-000795
2025-02-142025-02-14 · 0000919574-25-001332

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street77
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
WELLINGTON FUNDS (US) LLC280 CONGRESS STREETBOSTON, MA 02210
Business
WELLINGTON FUNDS (US) LLC280 CONGRESS STREETBOSTON, MA 02210
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-02-13 · 0000919574-26-000795
D/A2025-02-14 · 0000919574-25-001332
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (2)

2
TAGLIONE, CARMINE, A
Executive Officer · 2.5%
4936146
SPEEDE, IHSAN, K.
Executive Officer · 2.5%
7949173