SourcingSourcing

OFS CLO MANAGEMENT, LLC

C36
CRD 288373·SEC 801-110675·CHICAGO, IL
AUM
$743.9M
$500M-$1B
Est. Revenue
$7.4M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OFS CLO MANAGEMENT, LLC
CRD
288373
SEC file #
801-110675
EIN
—
DBA names
—

Economics

AUM
$743.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$1.03B → $743.9M▼ -28%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
47
Advisory staff (per ADV)
23
Advisory staff (5-yr trend)
'20'26
25 advisors → 23 advisors▼ -8%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/ofs-capital-corporation(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OFS FUNDING I, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
OFS FUNDING I, LLC
PORTER, MUKYA, SUE DENISE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank9
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (4)

4
MUKYA SUE DENISE PORTER
Executive Officer · 2.5%
4775531
RASHID, BILAL, (NMN)
Executive Officer · 2.5%
4060309
REICHERT, TOD, KEVIN
Executive Officer · 2.5%
6774417
Spina, Kyle
Executive Officer · 2.5%
8236469