SourcingSourcing

EMERGENT FINANCIAL SERVICES, LLC.

B55
CRD 288434·SEC 801-114160·CHARLOTTESVILLE, VA
AUM
$195.2M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$586K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EMERGENT FINANCIAL SERVICES, LLC.
CRD
288434
SEC file #
801-114160
EIN
—
DBA names
—

Economics

AUM
$195.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$1.09B → $195.2M▼ -82%
Client mix
Individuals Other227
Individuals High Net Worth19

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
CHARLOTTESVILLE VA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
emergentfs.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
URPI, XAVIER, JOSE
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
URPI, XAVIER, JOSE
URPI, ALEXANDER, XAVIER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EMERGENTFS.COM
Rdap Domain Creation Date
2017-04-06T23:56:03Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
TLD Registrar Solutions Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Altruist3
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2035-04-06T23:56:03Z
Rdap Domain Last Changed
2026-03-17T05:29:06Z
Rdap Nameservers
Coco.ns.cloudflare.comTodd.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1729302
Trust Company Affiliate
No

People (4)

4
URPI, XAVIER, JOSE
IAR · Direct Owner · 37.5%
1729302
URPI, ALEXANDER, XAVIER
IAR · Direct Owner · 17.5%
6196798
Urpi, Michael, Xavier
IAR · Direct Owner · 17.5%
6811132
Urpi, Nickolas, Xavier
Direct Owner · 17.5%
6785775