SourcingSourcing

GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP

C48
CRD 288555·SEC 801-121985·GREENWICH, CT
AUM
$299.5M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$898K
@ 30% margin
Est. Deal Value
$7.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP
CRD
288555
SEC file #
801-121985
EIN
000000000
DBA names
—

Economics

AUM
$299.5M
AUM band
$100M-$500M
AUM trajectory
'22'26
$595.7M → $299.5M▼ -50%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
1 advisors → 2 advisors▲ +100%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
x.com/greenhavenroad

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Miller, Scott, Stewart
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Miller, Scott, Stewart
Elia, Vincent, John
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001782437
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2019-07-15
Edgar Last Filing Date
2025-08-14
Edgar Form D Count
6
Edgar Form D Offerings
2025-08-142025-08-14 · 0000919574-25-004921
2024-08-142024-08-14 · 0001782437-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing12
Goldman Sachs8
Northern Trust6
E*trade4
Interactive Brokers3
Edgar Addresses
Mailing
8 SOUND SHORE DRIVE, SUITE 190C/O ROYCE & ASSOCIATES LLCGREENWICH, CT 06830
Business
8 SOUND SHORE DRIVE, SUITE 190C/O ROYCE & ASSOCIATES LLCGREENWICH, CT 06830
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-08-14 · 0000919574-25-004921
D/A2024-08-14 · 0001782437-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6829234
Trust Company Affiliate
No

People (2)

2
Miller, Scott, Stewart
Direct Owner · 87.5%
6829234
Elia, Vincent, John
Executive Officer · 2.5%
8231520