SourcingSourcing

LINDEN THOMAS ADVISORY SERVICES, LLC

C32
CRD 288557·SEC 801-110683·CHARLOTTE, NC
AUM
$1.77B
$1B+
Est. Revenue
$17.7M
@ 1% on AUM
Est. EBITDA
$5.3M
@ 30% margin
Est. Deal Value
$42.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LINDEN THOMAS ADVISORY SERVICES, LLC
CRD
288557
SEC file #
801-110683
EIN
821443892
DBA names
—

Economics

AUM
$1.77B
AUM band
$1B+
AUM trajectory
'20'26
$676.5M → $1.77B▲ +162%
Client mix
Individuals Other836
Individuals High Net Worth432
Pension Profit Sharing Plans88
Charitable Organizations5
Corporations5

Operations

Employees (total)
14
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
1 advisors → 8 advisors▲ +700%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
lindenthomas.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LINDEN THOMAS FINANCIAL GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
LINDEN THOMAS FINANCIAL GROUP, LLC
SMITH, DAVID, LEON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LINDENTHOMAS.COM
Rdap Domain Creation Date
2004-11-29T20:05:42Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
DNC Holdings, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
245,090
Form 5500 Compensation Trajectory 3y
2025245,090
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
245,090
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001965702
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2023-02-17
Edgar Last Filing Date
2026-04-10
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-04-10
Accession0001965702-26-000006

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
9
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Charles Schwab6
Wells Fargo6
E*trade4
Edgar Addresses
Mailing
516 NORTH TRYON STREETSUITE 200CHARLOTTE, NC 28202
Business
516 NORTH TRYON STREETSUITE 200CHARLOTTE, NC 28202
Edgar EIN
821443892
Edgar Recent Filings
13F-HR2026-04-10 · 0001965702-26-000006
13F-HR2026-01-16 · 0001965702-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-29T20:05:42Z
Rdap Domain Last Changed
2025-12-16T02:07:41Z
Rdap Nameservers
Paul.ns.cloudflare.comRuth.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (12)

12
THOMAS, STEPHEN, LINDEN
IAR · Executive Officer · 2.5%
1789031
DAVID LEON SMITH
Executive Officer · 2.5%
2246779
DANIEL BRANT SEGAL
IAR
7944841
BRYAN LEO KRAKKER
IAR
4257767
ALEXANDER JOHN HILL
IAR
5961588
Benjamin Chase Osborne
IAR
7393292
MATTHEW JOEL WOOD
IAR
6268618
BRANDON CHARLES MCPHERSON
IAR
7193666
BRADLEY JOSEPH DAVIS
IAR
6491230
GAVIN C FINNICAL
IAR
7390213
JONATHAN OMAR PICKETT
IAR
6481711
Nick Christopher Stockdale
IAR
5733846