SourcingSourcing

PETERSON WEALTH SERVICES INC.

C36
CRD 288620·SEC 801-119303·SOUTH OGDEN, UT
AUM
$528.5M
$500M-$1B
Est. Revenue
$5.3M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PETERSON WEALTH SERVICES INC.
CRD
288620
SEC file #
801-119303
EIN
—
DBA names
—

Economics

AUM
$528.5M
AUM band
$500M-$1B
AUM trajectory
'21'26
$239.5M → $528.5M▲ +121%
Client mix
Individuals Other391
Individuals High Net Worth54
Corporations6
Pension Profit Sharing Plans1
Charitable Organizations1

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
6 advisors → 4 advisors▼ -33%
Primary office
SOUTH OGDEN UT
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
linkedin.com/company/89852746/admin(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PETERSON, BILLY, CADE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PETERSON, BILLY, CADE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:peterson.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
49,173
Form 5500 Compensation Trajectory 3y
202549,173
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
49,173
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2322
Soi Zip Pct 200k Plus
0.0461
Soi Zip Returns 200k Plus
720
Soi Zip Total AGI
1,225,854
Fdic Zip Total Deposits
1,877,820,000
Fdic Zip Branch Count
77
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Jpmorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Raymond James4
E*trade4
Fdic Zip Branches Raw
Bank One, Utah, National AssociationRiverdale, UT
First Security Bank of Utah, National AssociationRiverdale, UT
Fdic Zip HHI
2858.4
Fdic Zip Top Bank Share Pct
47.64
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI45,757
Returns3,530
Stub 2
AGI142,209
Returns3,830
Stub 3
AGI168,361
Returns2,730
Soi Zip Total Business Income
16,106
Soi Zip Total Cap Gains
48,022
Soi Zip Total Dividends
11,763
Soi Zip Total Returns
15,630
Top Owner CRD
2747152
Trust Company Affiliate
No

People (4)

4
PETERSON, BILLY, CADE
IAR · Direct Owner · 87.5%
2747152
SHAUN ROBERT PETERSON
IAR
5972068
CADE S PETERSON
IAR
7245060
MARGARET JANE PIGG
IAR
6479452