PRIME CAPITAL INVESTMENT ADVISORS, LLC

CRD

288712

SEC file #

801-110709

EIN

821364595

DBA names

Prime Capital Financial

Economics

AUM

$39.14B

AUM band

$1B+

AUM trajectory

'20 · $9.97B

'21 · $10.87B

'22 · $12.48B

'23 · $17.31B

'25 · $30.11B

'26 · $39.14B

'20'26

$9.97B → $39.14B▲ +293%

sec adv history

Client mix

Individuals Other	16,558
Individuals High Net Worth	5,571
Pension Profit Sharing Plans	1,378
Corporations	382
Charitable Organizations	75

Operations

Employees (total)

446

Advisory staff (per ADV)

266

Advisory staff (5-yr trend)

'20 · 98 advisors

'21 · 113 advisors

'22 · 120 advisors

'23 · 169 advisors

'25 · 239 advisors

'26 · 266 advisors

'20'26

98 advisors → 266 advisors▲ +171%

sec adv history

Primary office

OVERLAND PARK KS

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing

03/11/2026

linkedin.com/company/prime-capital-financial-bethesda(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PCIA SPV-3, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

PCIA SPV-3, LLC

COLANGELO, SCOTT, JAMES

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:linkedin.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

116

Form 5500 Total Participants

501

Form 5500 Total Compensation

4,885,913

Form 5500 Compensation Trajectory 3y

2025	4,732,531
2026	153,382
2024	0

Form 5500 Plan Count Trajectory 3y

2025	109
2026	5
2024	2

Schedule C Total Compensation

4,885,913

Schedule C Service Provider Rows

117

SEC EDGAR

Edgar Cik

0001731446

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2018-02-14

Edgar Last Filing Date

2026-05-08

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-08

Accession0001214659-26-005807

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

6201 COLLEGE BLVD.SUITE 150OVERLAND PARK, KS 66211

Business

6201 COLLEGE BLVD.SUITE 150OVERLAND PARK, KS 66211

Edgar EIN

821364595

Edgar Recent Filings

13F-HR2026-05-08 · 0001214659-26-005807

13F-HR2026-01-21 · 0001214659-26-000718

Fee Schedule

Bracket Ix	86
Bracket I	5
Bracket Vi	3
Bracket Xi	2
Bracket Iii	1

Firm Has Custody

Mailing Office Differs

Trust Company Affiliate

People (57)

COLANGELO, SCOTT, JAMES

2699803

DILLBECK, BRIAN, STEPHEN

4426269

DUBA, SCOTT, JAMES

5309773

HAKES, TIM, DAVID

2399374

MCGOUGH, WILLIAM, THOMAS

5282664

SPENCER, GLENN, AVERY

WOODARD, ANTHONY, ELLIOTT

6311780

Danielle Nicole Riemann

Coleton Lindor Nelson

7191530

Payton Travis Thielmann

KARTIK SAI JAMBULAPATI

KRISTOPHER LEE KOENIG

TIMOTHY JOSEPH ACCURSO

5595335

CHRISTOPHER KENDALL ABTS

KEVIN WILLIAM LA MONT

WENDY SUSAN PRESTWOOD

TIMOTHY BRENNAN MCCUTCHEN

3125175

JEFFREY HOWARD DORFMAN

McKynzie Deann Bolton