SourcingSourcing

THAMES CAPITAL MANAGEMENT, LLC

C38
CRD 288755·SEC 801-113654·ROSELAND, NJ
AUM
$830.5M
$500M-$1B
Est. Revenue
$8.3M
@ 1% on AUM
Est. EBITDA
$2.5M
@ 30% margin
Est. Deal Value
$19.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THAMES CAPITAL MANAGEMENT, LLC
CRD
288755
SEC file #
801-113654
EIN
000000000
DBA names
—

Economics

AUM
$830.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$310.8M → $830.5M▲ +167%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
ROSELAND NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
thamescapitalmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GENZER, JAY, SCOTT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GENZER, JAY, SCOTT
DIMARTINO, STEVEN, FRANK
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THAMESCAPITALMANAGEMENT.COM
Rdap Domain Creation Date
2016-03-18T15:21:02Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001694069
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2017-03-02
Edgar Last Filing Date
2026-05-21
Edgar Form D Count
11
Edgar Form D Offerings
2026-05-212026-05-21 · 0000919574-26-003632
2025-05-212025-05-21 · 0000919574-25-003318

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5103
Soi Zip Pct 200k Plus
0.2507
Soi Zip Returns 200k Plus
850
Soi Zip Total AGI
623,134
Fdic Zip Total Deposits
56,580,469,000
Fdic Zip Branch Count
212
Fdic Zip Top Banks
New York Community Bank
Flagstar Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Morgan Stanley3
Edgar Addresses
Mailing
INTERTRUST GROUP CAYMANONE NEXUS WAY, CAMANA BAYGRAND CAYMAN, E9, KY1-9005
Business
INTERTRUST GROUP CAYMANONE NEXUS WAY, CAMANA BAYGRAND CAYMAN, E9, KY1-9005
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-05-21 · 0000919574-26-003632
D/A2025-05-21 · 0000919574-25-003318
Fdic Zip Branches Raw
Hudson United BankRoseland, NJ
Hudson United BankRoseland, NJ
Fdic Zip HHI
3664.33
Fdic Zip Top Bank Share Pct
58.39
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-03-18T15:21:02Z
Rdap Domain Last Changed
2026-03-19T16:01:57Z
Rdap Nameservers
Ns07.domaincontrol.comNs08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI5,951
Returns580
Stub 2
AGI12,839
Returns350
Stub 3
AGI24,042
Returns390
Soi Zip Total Business Income
29,593
Soi Zip Total Cap Gains
29,096
Soi Zip Total Dividends
22,746
Soi Zip Total Returns
3,390
Top Owner CRD
2491772
Trust Company Affiliate
No

People (2)

2
GENZER, JAY, SCOTT
Direct Owner · 87.5%
2491772
DIMARTINO, STEVEN, FRANK
Executive Officer · 2.5%
5075737