SourcingSourcing

KNOX AVENUE FINANCIAL CORP.

C46
CRD 289094·SEC 801-132796·ST. PAUL, MN
AUM
$144.7M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$434K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KNOX AVENUE FINANCIAL CORP.
CRD
289094
SEC file #
801-132796
EIN
—
DBA names
—

Economics

AUM
$144.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$118.9M → $144.7M▲ +22%
Client mix
Individuals Other175
Individuals High Net Worth46
Pension Profit Sharing Plans6

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
ST. PAUL MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/25/2026
ADV-W filed at
—
Website
knoxavenuefinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRILL, JOSEPH, K
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BRILL, JOSEPH, K
BRILL, ELIZABETH, K
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KNOXAVENUEFINANCIAL.COM
Rdap Domain Creation Date
2017-05-19T14:27:40Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2137
Soi Zip Pct 200k Plus
0.0649
Soi Zip Returns 200k Plus
680
Soi Zip Total AGI
931,569
Fdic Zip Total Deposits
19,759,558,000
Fdic Zip Branch Count
99
Fdic Zip Top Banks
Bremer Bank, National Association
Old National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
The Bank of Saint PaulSt. Paul, MN
Minnesota State BankSt. Paul, MN
Fdic Zip HHI
6626.39
Fdic Zip Top Bank Share Pct
81.09
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-05-19T14:27:40Z
Rdap Domain Last Changed
2026-05-20T15:45:17Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI28,512
Returns2,310
Stub 2
AGI100,768
Returns2,680
Stub 3
AGI126,187
Returns2,050
Soi Zip Total Business Income
32,585
Soi Zip Total Cap Gains
37,052
Soi Zip Total Dividends
34,307
Soi Zip Total Returns
10,480
Top Owner CRD
5455127
Trust Company Affiliate
No

People (2)

2
BRILL, JOSEPH, K
IAR · Direct Owner · 87.5%
5455127
BRILL, ELIZABETH, K
Direct Owner · 17.5%
5718353