SourcingSourcing

WSC & COMPANY, LLC

C46
CRD 289138·SEC 801-128198·CHARLOTTE, NC
AUM
$320.4M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$961K
@ 30% margin
Est. Deal Value
$7.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WSC & COMPANY, LLC
CRD
289138
SEC file #
801-128198
EIN
—
DBA names
—

Economics

AUM
$320.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$313.3M → $320.4M▲ +2%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
2 advisors → 3 advisors▲ +50%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUM

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
wscandcompany.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARROLL, MACON, THOMAS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CARROLL, MACON, THOMAS
Stone, Howard, B
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WSCANDCOMPANY.COM
Rdap Domain Creation Date
2017-04-04T15:47:58Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-04T15:47:58Z
Rdap Domain Last Changed
2026-04-05T12:47:00Z
Rdap Nameservers
Ns07.domaincontrol.comNs08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5518914
Trust Company Affiliate
No

People (2)

2
CARROLL, MACON, THOMAS
Direct Owner · 62.5%
5518914
Stone, Howard, B
Direct Owner · 62.5%
7716000