SourcingSourcing

CARY STREET PARTNERS ASSET MANAGEMENT LLC

C27
CRD 289178·SEC 801-110994·RICHMOND, VA
AUM
$1.45B
$1B+
Est. Revenue
$14.5M
@ 1% on AUM
Est. EBITDA
$4.3M
@ 30% margin
Est. Deal Value
$34.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARY STREET PARTNERS ASSET MANAGEMENT LLC
CRD
289178
SEC file #
801-110994
EIN
260070474
DBA names
Cary Street Partners Asset Management

Economics

AUM
$1.45B
AUM band
$1B+
AUM trajectory
'20'26
$395.6M → $1.45B▲ +266%
Client mix
Individuals Other1,196
Individuals High Net Worth608
Corporations12
Charitable Organizations10
Pension Profit Sharing Plans8

Operations

Employees (total)
49
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
4 advisors → 8 advisors▲ +100%
Primary office
RICHMOND VA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
carystreetpartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARY STREET PARTNERS
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
CARY STREET PARTNERS
BAYNE, WALTER, DONALD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CARYSTREETPARTNERS.COM
Rdap Domain Creation Date
2002-09-03T14:40:11Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
easyDNS Technologies Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
18
Form 5500 Total Compensation
529,768
Form 5500 Compensation Trajectory 3y
2025529,768
Form 5500 Plan Count Trajectory 3y
202518
Schedule C Total Compensation
529,768
Schedule C Service Provider Rows
18

SEC EDGAR

Edgar Cik
0001766904
Edgar Registered
Yes
Edgar Filing Count
30
Edgar First Filing Date
2019-02-06
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
28
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001766904-26-000002
Edgar Former Names
CARY STREET PARTNER INVESTMENT ADVISORY LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
Wells Fargo6
E*trade4
Lpl Financial2
Morgan Stanley1
Edgar Addresses
Mailing
901 EAST BYRD STREETSUITE 1001RICHMOND, VA 23219
Business
901 EAST BYRD STREETSUITE 1001RICHMOND, VA 23219
Edgar EIN
260070474
Edgar Recent Filings
13F-HR2026-04-29 · 0001766904-26-000002
13F-HR2026-02-09 · 0001766904-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-03T14:40:13Z
Rdap Domain Last Changed
2025-08-19T13:19:09Z
Rdap Nameservers
Dns1.easydns.comDns2.easydns.netDns3.easydns.ca
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (12)

12
RUBIN, MATTHEW, LAWRENCE
IAR · Executive Officer · 2.5%
3057508
BAYNE, WALTER, DONALD
Executive Officer · 2.5%
4427332
GALLUP, WESLEY, HAMILTON
Executive Officer · 2.5%
5037007
MITCHELL, KEVIN, LEE
Executive Officer · 2.5%
3085157
SCHMUCKLER, JOSEPH,
Executive Officer · 2.5%
1156472
TULLIDGE, THOMAS, HOGSHEAD
Executive Officer · 2.5%
2858022
OLIVER, NANCY, RIGGLEMAN
Executive Officer · 2.5%
6881874
ALAN JOEL REEF
IAR
1729281
John Richard Farrell
IAR
7389796
Marc L Davis
IAR
7119065
DIANE LISA SOBIN
IAR
1170501
THEODORE JAMES BROWN
IAR
4307809