SourcingSourcing

SULLIVAN INVESTMENT MANAGEMENT LLC

B62
CRD 289217·SEC 801-135832·WISCONSIN RAPIDS, WI
AUM
$111.8M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$335K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SULLIVAN INVESTMENT MANAGEMENT LLC
CRD
289217
SEC file #
801-135832
EIN
—
DBA names
—

Economics

AUM
$111.8M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other151

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
WISCONSIN RAPIDS WI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
sullivanmgt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SULLIVAN, JOEL, EUGENE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SULLIVAN, JOEL, EUGENE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SULLIVANMGT.COM
Rdap Domain Creation Date
2019-01-03T21:23:41Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1117
Soi Zip Pct 200k Plus
0.0156
Soi Zip Returns 200k Plus
60
Soi Zip Total AGI
196,585
Fdic Zip Total Deposits
3,024,854,000
Fdic Zip Branch Count
71
Fdic Zip Top Banks
River Cities Bank
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
First Financial Bank, FSBWisconsin Rapids, WI
First Financial BankWisconsin Rapids, WI
Fdic Zip HHI
2,692
Fdic Zip Top Bank Share Pct
32.08
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-03T21:23:41Z
Rdap Domain Last Changed
2025-12-04T04:07:17Z
Rdap Nameservers
Sharon.ns.cloudflare.comTom.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI15,605
Returns1,360
Stub 2
AGI40,209
Returns1,090
Stub 3
AGI38,361
Returns620
Soi Zip Total Business Income
4,820
Soi Zip Total Cap Gains
3,677
Soi Zip Total Dividends
2,769
Soi Zip Total Returns
3,850
Top Owner CRD
1949049
Trust Company Affiliate
No

People (1)

1
SULLIVAN, JOEL, EUGENE
IAR · Direct Owner · 87.5%
1949049