SourcingSourcing

OUELLETTE WEALTH ADVISORY LLC

B54
CRD 289242·SEC 801-120970·LEXINGTON, MA
AUM
$274.4M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$823K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OUELLETTE WEALTH ADVISORY LLC
CRD
289242
SEC file #
801-120970
EIN
—
DBA names
—

Economics

AUM
$274.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$103.1M → $274.4M▲ +166%
Client mix
Individuals Other115
Individuals High Net Worth98

Operations

Employees (total)
7
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
LEXINGTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/12/2026
ADV-W filed at
—
Website
linkedin.com/in/ouellettethomas(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OUELLETTE, THOMAS, JOSEPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
OUELLETTE, THOMAS, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
13,003
Form 5500 Compensation Trajectory 3y
202513,003
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
13,003
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5969
Soi Zip Pct 200k Plus
0.4254
Soi Zip Returns 200k Plus
3,050
Soi Zip Total AGI
2,530,255
Fdic Zip Total Deposits
36,084,536,000
Fdic Zip Branch Count
283
Fdic Zip Top Banks
Bank of America, National Association
Citizens Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Citizens Bank of MassachusettsLexington, MA
Citizens Bank of MassachusettsLexington, MA
Fdic Zip HHI
1026.47
Fdic Zip Top Bank Share Pct
22.01
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI12,903
Returns1,410
Stub 2
AGI19,877
Returns530
Stub 3
AGI31,528
Returns510
Soi Zip Total Business Income
85,486
Soi Zip Total Cap Gains
325,678
Soi Zip Total Dividends
130,669
Soi Zip Total Returns
7,170
Top Owner CRD
2393313
Trust Company Affiliate
No

People (2)

2
OUELLETTE, THOMAS, JOSEPH
IAR · Direct Owner · 87.5%
2393313
Paul Matthew Garozzo
IAR
7829546