SUMMERHAVEN INVESTMENT MANAGEMENT, LLC
C46
CRD 289269·SEC 801-111663·STAMFORD, CT
AUM
$176.2M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$529K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $3.0M
'21 · $128.8M
'22 · $129.4M
'23 · $187.6M
'25 · $163.7M
'26 · $176.2M
'20'26
$3.0M → $176.2M▲ +5712%
Operations
Advisory staff (5-yr trend)
'20 · 7 advisors
'21 · 8 advisors
'22 · 7 advisors
'23 · 7 advisors
'25 · 6 advisors
'26 · 5 advisors
'20'26
7 advisors → 5 advisors▼ -29%
Branches
—
Custodian & Brokerage
Filings
ADV-W filed at
—
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Web presence ★
Stale website = winding down
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Edgar Form D Offerings
2026-02-132026-02-13 · 0000919574-26-000836
2025-02-142025-02-14 · 0000919574-25-001326
Compliance & brand
All other collected signals (12)
Everything else we've pulled for this record, not yet curated into a section.
Edgar Addresses
Mailing
SUMMERHAVEN INVESTMENT MANAGEMENT, LLC1266 E. MAIN STREETSTAMFORD, CT 06902
Business
SUMMERHAVEN INVESTMENT MANAGEMENT, LLC1266 E. MAIN STREETSTAMFORD, CT 06902
Edgar Recent Filings
D/A2026-02-13 · 0000919574-26-000836
D/A2025-02-14 · 0000919574-25-001326