SourcingSourcing

KLEINFELDER CAPITAL, INC.

C29
CRD 289345·SEC 801-111047·CINCINNATI, OH
AUM
$376.6M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KLEINFELDER CAPITAL, INC.
CRD
289345
SEC file #
801-111047
EIN
—
DBA names
—

Economics

AUM
$376.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$129.4M → $376.6M▲ +191%
Client mix
Individuals Other269
Individuals High Net Worth212
Pension Profit Sharing Plans17

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
2 advisors → 4 advisors▲ +100%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/05/2026
ADV-W filed at
—
Website
kleinfeldercapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KLEINFELDER, MICHAEL, JOSEPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KLEINFELDER, MICHAEL, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KLEINFELDERCAPITAL.COM
Rdap Domain Creation Date
2017-07-12T11:06:25Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-07-12T11:06:25Z
Rdap Domain Last Changed
2026-04-17T21:31:41Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4287993
Trust Company Affiliate
No

People (3)

3
KLEINFELDER, MICHAEL, JOSEPH
IAR · Direct Owner · 87.5%
4287993
TIMOTHY J DAVIS
IAR
5974178
Braden Seymour
IAR
7738832