SourcingSourcing

R.J. CLOUD ADVISORS & COMPANY

C42
CRD 289371·SEC 801-126159·BIXBY, OK
AUM
$171.3M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$514K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
R.J. CLOUD ADVISORS & COMPANY
CRD
289371
SEC file #
801-126159
EIN
—
DBA names
—

Economics

AUM
$171.3M
AUM band
$100M-$500M
AUM trajectory
'23'26
$113.5M → $171.3M▲ +51%
Client mix
Individuals Other110
Individuals High Net Worth49
Pension Profit Sharing Plans1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
2 advisors → 3 advisors▲ +50%
Primary office
BIXBY OK
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
01/26/2026
ADV-W filed at
—
Website
rjcloudadvisorsandcompany.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLOUD, RANDALL, JOE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CLOUD, RANDALL, JOE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RJCLOUDADVISORSANDCOMPANY.COM
Rdap Domain Creation Date
2017-07-20T17:16:20Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
24,310
Form 5500 Compensation Trajectory 3y
202524,310
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
24,310
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3488
Soi Zip Pct 200k Plus
0.1192
Soi Zip Returns 200k Plus
1,770
Soi Zip Total AGI
1,620,208
Fdic Zip Total Deposits
10,217,018,000
Fdic Zip Branch Count
183
Fdic Zip Top Banks
Mabrey Bank
Citizens Security Bank & Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Citizens Security Bank & Trust CompanyBixby, OK
Citizens Security Bank & Trust CompanyBixby, OK
Fdic Zip HHI
2802.19
Fdic Zip Top Bank Share Pct
38.41
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2026-07-20T17:16:20Z
Rdap Domain Last Changed
2025-07-21T12:21:45Z
Rdap Nameservers
Ns-1168.awsdns-18.orgNs-1567.awsdns-03.co.ukNs-441.awsdns-55.comNs-513.awsdns-00.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI39,870
Returns3,350
Stub 2
AGI102,857
Returns2,800
Stub 3
AGI124,917
Returns2,020
Soi Zip Total Business Income
42,180
Soi Zip Total Cap Gains
94,885
Soi Zip Total Dividends
32,046
Soi Zip Total Returns
14,850
Top Owner CRD
4498341
Trust Company Affiliate
No

People (3)

3
CLOUD, RANDALL, JOE
IAR · Direct Owner · 87.5%
4498341
DOUGLAS KEITH SCOTT
IAR
2301806
Matthew Griffith Cloud
IAR
7851755