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WINTHROP CAPITAL ADVISORS, LLC

C49
CRD 289487·SEC 801-127832·BOSTON, MA
AUM
$82.4M
$25M-$100M
Est. Revenue
$824K
@ 1% on AUM
Est. EBITDA
$247K
@ 30% margin
Est. Deal Value
$2.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WINTHROP CAPITAL ADVISORS, LLC
CRD
289487
SEC file #
801-127832
EIN
—
DBA names
—

Economics

AUM
$82.4M
AUM band
$25M-$100M
AUM trajectory
'20'26
$193.6M → $82.4M▼ -57%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
30
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WEM-WCP LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
WEM-WCP LLC
ASHNER, MICHAEL, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
ASHNER, MICHAEL, LEE
Executive Officer · 2.5%
1473939
Garilli, John
Executive Officer · 2.5%
6844913
Montague, Eric
Executive Officer · 2.5%
6844915