BASEPOINT WEALTH, LLC

CRD

289538

SEC file #

801-111782

EIN

822773013

DBA names

—

Economics

AUM

$883.8M

AUM band

$500M-$1B

AUM trajectory

'20 · $218.3M

'21 · $291.0M

'22 · $501.7M

'23 · $518.0M

'25 · $776.2M

'26 · $883.8M

'20'26

$218.3M → $883.8M▲ +305%

sec adv history

Client mix

Individuals Other	981
Individuals High Net Worth	261
Pension Profit Sharing Plans	12
Charitable Organizations	5
Corporations	4

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 8 advisors

'21 · 10 advisors

'22 · 15 advisors

'23 · 11 advisors

'25 · 12 advisors

'26 · 13 advisors

'20'26

8 advisors → 13 advisors▲ +63%

sec adv history

Primary office

CEDAR RAPIDS IA

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPension consultingPublication of periodicals

Fee basis

% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing

02/06/2026

ADV-W filed at

—

Website

basepointwealth.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

WALLACE, KATHRYN, MARSH

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

WALLACE, KATHRYN, MARSH

WALLACE, WILLIAM, ALLEN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BASEPOINTWEALTH.COM

Rdap Domain Creation Date

2017-07-06T19:03:57Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

87,815

Form 5500 Compensation Trajectory 3y

2025

87,815

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

87,815

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0002088236

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-10-09

Edgar Last Filing Date

2026-05-07

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-07

Accession0002088236-26-000002

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	4
E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

4144 GOLF STREET NECEDAR RAPIDS, IA 52402

Business

4144 GOLF STREET NECEDAR RAPIDS, IA 52402

Edgar EIN

822773013

Edgar Recent Filings

13F-HR2026-05-07 · 0002088236-26-000002

13F-HR2026-02-10 · 0002088236-26-000001

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-07-06T19:03:57Z

Rdap Domain Last Changed

2025-07-07T17:31:59Z

Rdap Nameservers

Ns49.domaincontrol.comNs50.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Top Owner CRD

4641895

Trust Company Affiliate