SourcingSourcing

TRINITY CAPITAL MANAGEMENT, LLC

B58
CRD 289583·SEC 801-111684·GERMANTOWN, TN
AUM
$164.5M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$494K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRINITY CAPITAL MANAGEMENT, LLC
CRD
289583
SEC file #
801-111684
EIN
364830740
DBA names
Tcm

Economics

AUM
$164.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$104.1M → $164.5M▲ +58%
Client mix
Individuals Other400
Individuals High Net Worth95
Corporations1

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
GERMANTOWN TN
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/trinitycapitalmanagement(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NUTT, MORRIS, GORDON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
NUTT, MORRIS, GORDON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
8,099
Form 5500 Compensation Trajectory 3y
20258,099
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
8,099
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001670454
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2016-04-01
Edgar Last Filing Date
2016-04-01
Edgar Form D Count
1
Edgar Form D Offerings
2016-04-012016-04-01 · 0001670454-16-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
PO BOX 1021ALEDO, TX 76008
Business
PO BOX 1021ALEDO, TX 76008
Edgar EIN
364830740
Edgar Recent Filings
D2016-04-01 · 0001670454-16-000003
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2891940
Trust Company Affiliate
No

People (2)

2
NUTT, MORRIS, GORDON
IAR · Direct Owner · 87.5%
2891940
carroll douglas davenport
IAR
863746