SourcingSourcing

PLANMEMBER ASSET MANAGEMENT CORPORATION

C35
CRD 289591·SEC 801-111678·CARPINTERIA, CA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PLANMEMBER ASSET MANAGEMENT CORPORATION
CRD
289591
SEC file #
801-111678
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
CARPINTERIA CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PLANMEMBER FINANCIAL CORPORATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
PLANMEMBER FINANCIAL CORPORATION
HANSON, STEVEN, R
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2883
Soi Zip Pct 200k Plus
0.0983
Soi Zip Returns 200k Plus
750
Soi Zip Total AGI
934,648
Fdic Zip Total Deposits
10,020,623,000
Fdic Zip Branch Count
134
Fdic Zip Top Banks
Montecito Bank & Trust
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Santa Barbara Bank & TrustCarpinteria, CA
The Bank of MontecitoCarpinteria, CA
Fdic Zip HHI
1250.4
Fdic Zip Top Bank Share Pct
26.78
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI21,584
Returns1,710
Stub 2
AGI63,890
Returns1,710
Stub 3
AGI74,190
Returns1,210
Soi Zip Total Business Income
36,226
Soi Zip Total Cap Gains
108,420
Soi Zip Total Dividends
31,903
Soi Zip Total Returns
7,630
Trust Company Affiliate
No

People (6)

6
HANSON, STEVEN, R
Executive Officer · 2.5%
4854600
JANEWAY, TERRALL, JOSEPH
Executive Officer · 2.5%
2947154
ZIEHL, JON, MICHAEL
Executive Officer · 2.5%
707642
BOWMAN, BYRON, FRANCIS
Executive Officer · 2.5%
2673117
HALEY, SEAN, PATRICK
Executive Officer · 2.5%
2837579
NUGENT, THOMAS, EUGENE
Executive Officer · 2.5%
1043494