SourcingSourcing

HALL RETIREMENT PLANNING SERVICES, LLC

C32
CRD 289847·SEC 801-120012·KNOXVILLE, TN
AUM
$246.0M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$738K
@ 30% margin
Est. Deal Value
$5.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HALL RETIREMENT PLANNING SERVICES, LLC
CRD
289847
SEC file #
801-120012
EIN
—
DBA names
Retirement Planning Services

Economics

AUM
$246.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$153.8M → $246.0M▲ +60%
Client mix
Individuals Other133
Individuals High Net Worth115

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
1 advisors → 2 advisors▲ +100%
Primary office
KNOXVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
linkedin.com/in/spencer-hall-4692775(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HALL, SPENCER, STANTON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HALL, SPENCER, STANTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5821183
Trust Company Affiliate
No

People (2)

2
HALL, SPENCER, STANTON
IAR · Direct Owner · 87.5%
5821183
Austin Perrone McLaughlin
IAR
7355098