OCTAGON FINANCE LLC

B63
CRD 289850·SEC 801-112264·CHARLOTTESVILLE, VA
AUM
$184.1M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$552K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OCTAGON FINANCE LLC
CRD
289850
SEC file #
801-112264
EIN
900771480
DBA names

Economics

AUM
$184.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$279.8M → $184.1M▼ -34%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
8 advisors → 4 advisors▼ -50%
Primary office
CHARLOTTESVILLE VA
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OCTAGON OWNER LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
OCTAGON OWNER LLC
OCTAGON FINANCE HOLDINGS LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OCTAGONFINANCE.COM
Rdap Domain Creation Date
2011-09-28T15:38:24Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001693227
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2016-12-28
Edgar Last Filing Date
2024-01-10
Edgar Form D Count
7
Edgar Form D Offerings
2024-01-102024-01-10 · 0001693227-24-000001
2022-12-232022-12-23 · 0001693227-22-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
126 GARRETT STREET, SUITE GCHARLOTTESVILLE, VA 22902
Business
126 GARRETT STREET, SUITE GCHARLOTTESVILLE, VA 22902
Edgar EIN
900771480
Edgar Recent Filings
D/A2024-01-10 · 0001693227-24-000001
D/A2022-12-23 · 0001693227-22-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-28T15:38:24Z
Rdap Domain Last Changed
2026-04-29T10:37:15Z
Rdap Nameservers
Gabe.ns.cloudflare.comTori.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No