PEAK PLANNING GROUP, LLC

CRD

289891

SEC file #

801-111771

EIN

710867089

DBA names

—

Economics

AUM

$710.0M

AUM band

$500M-$1B

AUM trajectory

'20 · $108.8M

'21 · $124.4M

'22 · $215.0M

'23 · $254.6M

'25 · $650.9M

'26 · $710.0M

'20'26

$108.8M → $710.0M▲ +552%

sec adv history

Client mix

Individuals Other	664
Individuals High Net Worth	174

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 2 advisors

'21 · 2 advisors

'22 · 3 advisors

'23 · 2 advisors

'25 · 5 advisors

'26 · 7 advisors

'20'26

2 advisors → 7 advisors▲ +250%

sec adv history

Primary office

CENTENNIAL CO

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individuals

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/16/2026

ADV-W filed at

—

Website

peakplan.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PATIERNO, LOUIS, PETER

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

PATIERNO, LOUIS, PETER

Wynant, Spencer

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

PEAKPLAN.COM

Rdap Domain Creation Date

1998-11-21T05:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002097384

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-02-13

Edgar Last Filing Date

2026-04-22

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-22

Accession0001951757-26-000701

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Raymond James	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

5975 SOUTH QUEBEC STREETSUITE 310CENTENNIAL, CO 80111

Business

5975 SOUTH QUEBEC STREETSUITE 310CENTENNIAL, CO 80111

Edgar EIN

710867089

Edgar Recent Filings

13F-HR2026-04-22 · 0001951757-26-000701

13F-HR2026-02-13 · 0001951757-26-000428

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-11-20T05:00:00Z

Rdap Domain Last Changed

2023-09-22T06:24:34Z

Rdap Nameservers

Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

2142525

Trust Company Affiliate