PRESTON ADVISORY SERVICES LLC

C45
CRD 289926·SEC 801-132449·KINGMAN, AZ
AUM
$197.7M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$593K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRESTON ADVISORY SERVICES LLC
CRD
289926
SEC file #
801-132449
EIN
DBA names
Preston Investments

Economics

AUM
$197.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$146.3M → $197.7M▲ +35%
Client mix
Individuals Other2,509
Individuals High Net Worth17
Pension Profit Sharing Plans1
Charitable Organizations1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
KINGMAN AZ
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/17/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PRESTON, SCOTT, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PRESTON, SCOTT, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PRESTONINVESTMENTS.COM
Rdap Domain Creation Date
1999-11-01T16:34:16Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1124
Soi Zip Pct 200k Plus
0.0179
Soi Zip Returns 200k Plus
210
Soi Zip Total AGI
608,491
Fdic Zip Total Deposits
9,121,624,000
Fdic Zip Branch Count
133
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Wells Fargo Bank, National AssociationKingman, AZ
MISSION BANKKingman, AZ
Fdic Zip HHI
1512.39
Fdic Zip Top Bank Share Pct
28.04
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-01T16:34:16Z
Rdap Domain Last Changed
2025-11-02T13:00:45Z
Rdap Nameservers
Ns35.domaincontrol.comNs36.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI52,636
Returns4,070
Stub 2
AGI132,453
Returns3,680
Stub 3
AGI104,116
Returns1,700
Soi Zip Total Business Income
17,103
Soi Zip Total Cap Gains
18,180
Soi Zip Total Dividends
3,421
Soi Zip Total Returns
11,740
Top Owner CRD
3178664
Trust Company Affiliate
No