SourcingSourcing

SIGNET PRIVATE WEALTH, LLC

C49
CRD 290029·SEC 801-128034·CHICAGO, IL
AUM
$189.7M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$569K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SIGNET PRIVATE WEALTH, LLC
CRD
290029
SEC file #
801-128034
EIN
611854341
DBA names
—

Economics

AUM
$189.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$172.7M → $189.7M▲ +10%
Client mix
Individuals Other41
Individuals High Net Worth37
Charitable Organizations1
Other1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/18/2026
ADV-W filed at
—
Website
instagram.com/signet_private_wealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SIGNET TAX & ADVISORY SERVICES
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
SIGNET TAX & ADVISORY SERVICES
Spencer, Jonathan, Bruce
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:instagram.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002096298
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-11
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0002085853-26-000516

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
150 SOUTH WACKER DRIVESTE 2400CHICAGO, IL 60606
Business
150 SOUTH WACKER DRIVESTE 2400CHICAGO, IL 60606
Edgar EIN
611854341
Edgar Recent Filings
13F-HR2026-04-29 · 0002085853-26-000516
13F-HR2026-02-11 · 0002085853-26-000245
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
Spencer, Jonathan, Bruce
IAR · Executive Officer · 2.5%
6731276
Thomas John Laughlin
IAR
7054070
MICHAEL JAMES LICCAR
IAR
1444181
DAVID ANDREW VENTURA
IAR
5333708