SourcingSourcing

AUERBACH INVESTMENT SERVICES, LLC

B51
CRD 290041·SEC 801-135554·NARBERTH, PA
AUM
$150.2M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$451K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AUERBACH INVESTMENT SERVICES, LLC
CRD
290041
SEC file #
801-135554
EIN
—
DBA names
—

Economics

AUM
$150.2M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals High Net Worth34
Individuals Other17
Corporations9

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
NARBERTH PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
auerbachinvestment.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AUERBACH, KEVIN, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
AUERBACH, KEVIN, MICHAEL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AUERBACHINVESTMENT.COM
Rdap Domain Creation Date
2017-08-10T02:00:57Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5208
Soi Zip Pct 200k Plus
0.3386
Soi Zip Returns 200k Plus
1,710
Soi Zip Total AGI
1,375,121
Fdic Zip Total Deposits
14,297,492,000
Fdic Zip Branch Count
148
Fdic Zip Top Banks
PNC Bank, National Association
Royal Bank America

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Interactive Brokers2
Fdic Zip Branches Raw
Beneficial Mutual Savings BankLower Merion Township, PA
Royal Bank of PennsylvaniaNarberth, PA
Fdic Zip HHI
1725.43
Fdic Zip Top Bank Share Pct
31.07
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-10T02:00:57Z
Rdap Domain Last Changed
2025-08-10T12:15:52Z
Rdap Nameservers
Ns4.wixdns.netNs5.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI8,720
Returns940
Stub 2
AGI20,660
Returns550
Stub 3
AGI32,644
Returns520
Soi Zip Total Business Income
70,615
Soi Zip Total Cap Gains
174,931
Soi Zip Total Dividends
64,521
Soi Zip Total Returns
5,050
Top Owner CRD
2622423
Trust Company Affiliate
No

People (2)

2
AUERBACH, KEVIN, MICHAEL
IAR · Direct Owner · 87.5%
2622423
Jessica Kagin-Tropea
IAR
4991108