PRINCIPLE WEALTH PARTNERS LLC

C16
CRD 290180·SEC 801-111911·MADISON, CT
AUM
$3.20B
$1B+
Est. Revenue
$32.0M
@ 1% on AUM
Est. EBITDA
$9.6M
@ 30% margin
Est. Deal Value
$76.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRINCIPLE WEALTH PARTNERS LLC
CRD
290180
SEC file #
801-111911
EIN
822283737
DBA names
Principle Wealth

Economics

AUM
$3.20B
AUM band
$1B+
AUM trajectory
'20'26
$749.1M → $3.20B▲ +328%
Client mix
Individuals High Net Worth613
Individuals Other560
Pension Profit Sharing Plans20
Corporations17

Operations

Employees (total)
28
Advisory staff (per ADV)
22
Advisory staff (5-yr trend)
'20'26
6 advisors → 22 advisors▲ +267%
Primary office
MADISON CT
Branches

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PRINCIPLE WEALTH HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
PRINCIPLE WEALTH HOLDINGS LLC
CASTIELLO, MICHAEL, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:principle.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001743413
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2019-10-11
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0001951757-26-000791

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
21
Bc Firm IAR Count
21
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
48 WALL STREETMADISON, CT 06443
Business
48 WALL STREETMADISON, CT 06443
Edgar EIN
822283737
Edgar Recent Filings
13F-HR2026-05-07 · 0001951757-26-000791
13F-HR2026-02-06 · 0001951757-26-000397
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No