SourcingSourcing

PGIM CUSTOM HARVEST LLC

C26
CRD 290235·SEC 801-114622·NEWARK, NJ
AUM
$6.90B
$1B+
Est. Revenue
$69.0M
@ 1% on AUM
Est. EBITDA
$20.7M
@ 30% margin
Est. Deal Value
$165.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PGIM CUSTOM HARVEST LLC
CRD
290235
SEC file #
801-114622
EIN
223703799
DBA names
—

Economics

AUM
$6.90B
AUM band
$1B+
AUM trajectory
'20'26
$142.9M → $6.90B▲ +4729%
Client mix
Individuals High Net Worth8,531
Corporations171

Operations

Employees (total)
68
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
3 advisors → 9 advisors▲ +200%
Primary office
NEWARK NJ
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
pgim.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PIFM HOLDCO, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
PIFM HOLDCO, LLC
CAPASSO, ARMANDO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PGIM.COM
Rdap Domain Creation Date
2007-10-09T18:16:30Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
76
Form 5500 Total Compensation
1,149,588
Form 5500 Compensation Trajectory 3y
20251,134,558
202615,030
Form 5500 Plan Count Trajectory 3y
202573
20263
Schedule C Total Compensation
1,149,588
Schedule C Service Provider Rows
76

SEC EDGAR

Edgar Cik
0001845793
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-02-16
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001137774-26-000113
Edgar Former Names
Green Harvest Asset Management LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley5
E*trade4
Pershing3
Lpl Financial2
Edgar Addresses
Mailing
655 BROAD STREETNEWARK, NJ 07102
Business
655 BROAD STREETNEWARK, NJ 07102
Edgar EIN
223703799
Edgar Recent Filings
13F-HR2026-05-13 · 0001137774-26-000113
13F-HR2026-02-17 · 0001137774-26-000060
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-09T18:16:30Z
Rdap Domain Last Changed
2025-09-07T09:59:06Z
Rdap Nameservers
Ns1.a0.impervasecuredns.netNs1.a1.impervasecuredns.netNs1.a2.impervasecuredns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (7)

7
CAPASSO, ARMANDO
Executive Officer · 2.5%
7152939
DIGIACOMO, CLAUDIA
Executive Officer · 2.5%
7347674
LISA MARIA HANES
Executive Officer · 2.5%
2972287
ROBERT COOMBER HOLDERITH
Executive Officer · 2.5%
2870483
OHARA, BERNARD, GERARD
Executive Officer · 2.5%
1528427
PARKER, STUART, SHERMAN
Executive Officer · 2.5%
1767335
SAUBER, JOEL, ROGER
Executive Officer · 2.5%
3035443