SourcingSourcing

DAKOTA INVESTMENTS, LLC

C33
CRD 290284·SEC 801-112120·BRYN MAWR, PA
AUM
$124.8M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$374K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DAKOTA INVESTMENTS, LLC
CRD
290284
SEC file #
801-112120
EIN
—
DBA names
—

Economics

AUM
$124.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$9.3M → $124.8M▲ +1248%
Client mix
Investment Companies1

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
BRYN MAWR PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
hardmanjohnstonfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COSTIN, WILLIAM, GILMOR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
COSTIN, WILLIAM, GILMOR
337 PARTNERS, INC.
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARDMANJOHNSTONFUNDS.COM
Rdap Domain Creation Date
2019-11-28T12:28:36Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-28T12:28:36Z
Rdap Domain Last Changed
2023-11-27T03:06:00Z
Rdap Nameservers
Pdns11.domaincontrol.comPdns12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4495453
Trust Company Affiliate
No

People (3)

3
COSTIN, WILLIAM, GILMOR
IAR · Direct Owner · 87.5%
4495453
DIDOMENICO, DANIEL, THOMAS
IAR · Executive Officer · 2.5%
5051063
PATRICK ANDREW CHISM
Executive Officer · 2.5%
2875421