SourcingSourcing

MARTIN NELSON & CO., INC.

B58
CRD 2903·SEC 801-123009·SEATTLE, WA
AUM
$287.3M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$862K
@ 30% margin
Est. Deal Value
$6.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MARTIN NELSON & CO., INC.
CRD
2903
SEC file #
801-123009
EIN
—
DBA names
—

Economics

AUM
$287.3M
AUM band
$100M-$500M
AUM trajectory
'22'26
$108.0M → $287.3M▲ +166%
Client mix
Individuals Other422

Operations

Employees (total)
9
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
2 advisors → 4 advisors▲ +100%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
martinnelsonco.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NELSON, MARTIN OLIVER JR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
NELSON, MARTIN OLIVER JR
KOENIG, SABINE ERIKA REGINA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MARTINNELSONCO.COM
Rdap Domain Creation Date
1998-12-29T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
7
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
8
Bc Firm Active IA Count
5
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
E*trade4
Hilltop Securities2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-12-29T05:00:00Z
Rdap Domain Last Changed
2025-10-30T06:05:19Z
Rdap Nameservers
Ns59.worldnic.comNs60.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
346215
Trust Company Affiliate
No

People (10)

10
NELSON, MARTIN OLIVER JR
IAR · Direct Owner · 87.5%
346215
ROEBKE, FREDERIC LOUIS
IAR · Executive Officer · 2.5%
3257470
MACARTNEY, SCOTT THOMAS
IAR · Executive Officer · 2.5%
7445713
KOENIG, SABINE ERIKA REGINA
IAR · Executive Officer · 2.5%
3257471
NELSON, VICKI ANN
Executive Officer · 2.5%
3203773
BUNG LE
IAR
1279116
ROBERT WILLIAM EDWARDS
IAR
849461
PETER JAMES MACKINTOSH
IAR
1061666
MIRANDA ELEANOR EDWARDS
IAR
8205762
JACK PETER JARVIS
IAR
8208017