SourcingSourcing

PLANVEST FINANCIAL, INC.

C43
CRD 290306·SEC 801-131058·GAITHERSBURG, MD
AUM
$175.9M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$528K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PLANVEST FINANCIAL, INC.
CRD
290306
SEC file #
801-131058
EIN
822624469
DBA names
—

Economics

AUM
$175.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$126.0M → $175.9M▲ +40%
Client mix
Individuals Other224
Individuals High Net Worth83
Corporations2

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
6 advisors → 6 advisors▬ 0%
Primary office
GAITHERSBURG MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/in/zach-payne-35a383143(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLONCH, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CLONCH, RICHARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002135239
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-05-14
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
1
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0002135239-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
9711 WASHINGTONIAN BLVDSUITE 550GAITHERSBURG, MD 20878
Business
9711 WASHINGTONIAN BLVDSUITE 550GAITHERSBURG, MD 20878
Edgar EIN
822624469
Edgar Recent Filings
13F-HR2026-05-14 · 0002135239-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4923311
Trust Company Affiliate
No

People (6)

6
CLONCH, RICHARD
IAR · Direct Owner · 87.5%
4923311
ROBERT LOUIS BEHR
IAR
1535798
Sandeep Singh Saini
IAR
8031714
SEAN M. FLYNN
IAR
4198633
MICHAEL CHARLES MATTISON
IAR
2723042
ZACHARY TAYLOR PAYNE
IAR
6516858