SYNDICATED CAPITAL, INC.

CRD

29037

SEC file #

801-129421

EIN

462035698

DBA names

—

Economics

AUM

$142.0M

AUM band

$100M-$500M

AUM trajectory

'25 · $123.0M

'26 · $142.0M

'25'26

$123.0M → $142.0M▲ +15%

sec adv history

Client mix

Individuals Other	438
Individuals High Net Worth	27

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 9 advisors

'26 · 9 advisors

'25'26

9 advisors → 9 advisors▬ 0%

sec adv history

Primary office

DIAMOND BAR CA

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individuals

Fee basis

% of AUMFixed feesOther Compensation

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

syndicatedcapital.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

SC ADD HOLDINGS, LLC

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

SC ADD HOLDINGS, LLC

BAINES AND MCADAMS LIVING

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SYNDICATEDCAPITAL.COM

Rdap Domain Creation Date

2000-04-19T21:06:36Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

Form 5500 Compensation Trajectory 3y

2024

Form 5500 Plan Count Trajectory 3y

2024

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001569871

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2013-04-24

Edgar Last Filing Date

2018-05-24

Edgar Form D Count

Edgar Form D Offerings

2018-05-242018-05-24 · 0001569871-18-000001

2015-07-212015-07-21 · 0001569871-15-000002

Edgar Sic Description

Real Estate Investment Trusts

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3316

Soi Zip Pct 200k Plus

0.118

Soi Zip Returns 200k Plus

2,690

Soi Zip Total AGI

2,516,353

Fdic Zip Total Deposits

75,092,297,000

Fdic Zip Branch Count

416

Fdic Zip Top Banks

Wells Fargo Bank, National Association

Bank of America, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (28)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

1299 OCEAN AVENUE2ND FLOORSANTA MONICA, CA 90401

Business

1299 OCEAN AVENUE2ND FLOORSANTA MONICA, CA 90401

Edgar EIN

462035698

Edgar Recent Filings

D2018-05-24 · 0001569871-18-000001

D2015-07-21 · 0001569871-15-000002

Edgar Sic

6798

Fdic Zip Branches Raw

First Interstate Bank of CaliforniaDiamond Bar, CA

General BankDiamond Bar, CA

Fdic Zip HHI

1088.22

Fdic Zip Top Bank Share Pct

21.44

Fdic Zip Year

2025

Fee Schedule

Bracket I	67
Bracket Ix	18
Bracket Ii	9
Bracket Xi	5
Bracket Vi	1

Firm Has Custody

Yes

Mailing Office Differs

Yes

Rdap Domain Expiration Date

2027-04-19T21:06:36Z

Rdap Domain Last Changed

2026-04-04T06:55:15Z

Rdap Nameservers

Ns1.bluehost.comNs2.bluehost.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	66,333
Returns	5,570

Stub 2

AGI	153,224
Returns	4,150

Stub 3

AGI	193,719
Returns	3,120

Soi Zip Total Business Income

78,556

Soi Zip Total Cap Gains

158,148

Soi Zip Total Dividends

56,787

Soi Zip Total Returns

22,800

Trust Company Affiliate