SourcingSourcing

PINEY LAKE CAPITAL MANAGEMENT LP

C31
CRD 290404·SEC 801-113530·GREENWICH, CT
AUM
$744.9M
$500M-$1B
Est. Revenue
$7.4M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PINEY LAKE CAPITAL MANAGEMENT LP
CRD
290404
SEC file #
801-113530
EIN
000000000
DBA names
—

Economics

AUM
$744.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$356.8M → $744.9M▲ +109%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
15
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
9 advisors → 11 advisors▲ +22%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
piney-lake.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAZAR, MICHAEL, B.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
LAZAR, MICHAEL, B.
BUCCI, JOSEPH, ADRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PINEY-LAKE.COM
Rdap Domain Creation Date
2015-02-13T15:44:57Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001746265
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2018-07-13
Edgar Last Filing Date
2025-09-05
Edgar Form D Count
9
Edgar Form D Offerings
2025-09-052025-09-05 · 0000902664-25-003983
2024-09-062024-09-06 · 0000902664-24-005441

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
C/O WALKERS CORPORATE LIMITEDCAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.GEORGE TOWN, GRAND CAYMAN, E9, KY1-9008
Business
C/O WALKERS CORPORATE LIMITEDCAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.GEORGE TOWN, GRAND CAYMAN, E9, KY1-9008
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-09-05 · 0000902664-25-003983
D/A2024-09-06 · 0000902664-24-005441
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-02-13T15:44:57Z
Rdap Domain Last Changed
2026-02-02T13:55:44Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2321193
Trust Company Affiliate
No

People (2)

2
LAZAR, MICHAEL, B.
Direct Owner · 87.5%
2321193
BUCCI, JOSEPH, ADRIAN
Executive Officer · 2.5%
2954927