SourcingSourcing

VESTIA ADVISORS, LLC

C23
CRD 290565·SEC 801-112175·FORT WAYNE, IN
AUM
$1.06B
$1B+
Est. Revenue
$10.6M
@ 1% on AUM
Est. EBITDA
$3.2M
@ 30% margin
Est. Deal Value
$25.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VESTIA ADVISORS, LLC
CRD
290565
SEC file #
801-112175
EIN
—
DBA names
Vestia Personal Wealth Advisors

Economics

AUM
$1.06B
AUM band
$1B+
AUM trajectory
'20'26
$323.8M → $1.06B▲ +228%
Client mix
Individuals High Net Worth3,105
Individuals Other865
Pension Profit Sharing Plans17

Operations

Employees (total)
31
Advisory staff (per ADV)
17
Advisory staff (5-yr trend)
'20'26
9 advisors → 17 advisors▲ +89%
Primary office
FORT WAYNE IN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/29/2026
ADV-W filed at
—
Website
linkedin.com/company/vestiaadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VESTIA HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
VESTIA HOLDINGS, LLC
Martin, Thomas, Scott
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
11
Form 5500 Total Compensation
147,229
Form 5500 Compensation Trajectory 3y
2025147,229
Form 5500 Plan Count Trajectory 3y
202511
Schedule C Total Compensation
147,229
Schedule C Service Provider Rows
11

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2751
Soi Zip Pct 200k Plus
0.0676
Soi Zip Returns 200k Plus
990
Soi Zip Total AGI
1,446,796
Fdic Zip Total Deposits
27,794,728,000
Fdic Zip Branch Count
535
Fdic Zip Top Banks
Lake City Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
20
Bc Firm IAR Count
20
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Fdic Zip Branches Raw
Norwest Bank Indiana, National AssociationFort Wayne, IN
Norwest Bank Indiana, National AssociationFort Wayne, IN
Fdic Zip HHI
923.3
Fdic Zip Top Bank Share Pct
24.09
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI41,969
Returns3,580
Stub 2
AGI115,778
Returns3,110
Stub 3
AGI136,946
Returns2,210
Soi Zip Total Business Income
22,411
Soi Zip Total Cap Gains
58,762
Soi Zip Total Dividends
40,337
Soi Zip Total Returns
14,650
Trust Company Affiliate
No

People (21)

21
OSCHMAN, LAUREN, LAW
IAR · Executive Officer · 2.5%
5679713
Quick, Bradlee, Marvin
IAR · Executive Officer · 2.5%
7160808
TRENT, MICHAEL, WILLIAM
IAR · Executive Officer · 2.5%
6270229
Martin, Thomas, Scott
IAR · Executive Officer · 2.5%
4532988
SIZEMORE, STACY, LEIGH
Executive Officer · 2.5%
4052029
JENNIFER ANNE CHATFIELD
IAR
4908066
Kim Anh Thi Pham
IAR
7303685
Christopher David Robbins
IAR
6626919
JACQUELYN DIANE DENSON
IAR
6007474
CAMERON DONALD HEASLEY
IAR
5664519
LINDSEY MICHELLE HANSON
IAR
6118656
KAMERON J HELMUTH
IAR
6007191
Christy King
IAR
7135262
JOSEPH A METCALF
IAR
5056429
Nikole L Middleton
IAR
6889230
FORREST MICHAEL FRIEDOW
IAR
4256173
EMMA Yoder BONTRAGER
IAR
8260720
Colin Douglas Snyder
IAR
7839128
Katelyn Deere Dunstan
IAR
7380052
Luke Bradley Walters
IAR
7952737
Brandon Scott Sickmiller
IAR
7341173