NESTLERODE & LOY, INC.

B60
CRD 2907·SEC 801-112333·STATE COLLEGE, PA
AUM
$199.1M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$597K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NESTLERODE & LOY, INC.
CRD
2907
SEC file #
801-112333
EIN
DBA names

Economics

AUM
$199.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$126.3M → $199.1M▲ +58%
Client mix
Individuals Other215
Individuals High Net Worth47
Charitable Organizations8

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
STATE COLLEGE PA
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPublication of periodicals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
12/23/2025
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LOY, JUDY LYNNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
LOY, JUDY LYNNE
ANDERSON, BRIAN LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NESTLERODE.COM
Rdap Domain Creation Date
1996-04-21T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
1
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-22T04:00:00Z
Rdap Domain Last Changed
2024-02-22T07:05:26Z
Rdap Nameservers
Ns45.worldnic.comNs46.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2249019
Trust Company Affiliate
No