SourcingSourcing

TAGLICH BROTHERS, INC.

A73
CRD 29102·SEC 801-68376·COLD SPRING HARBOR, NY
AUM
$37.7M
$25M-$100M
Est. Revenue
$377K
@ 1% on AUM
Est. EBITDA
$113K
@ 30% margin
Est. Deal Value
$905K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TAGLICH BROTHERS, INC.
CRD
29102
SEC file #
801-68376
EIN
473803080
DBA names
—

Economics

AUM
$37.7M
AUM band
$25M-$100M
AUM trajectory
'20'26
$106.7M → $37.7M▼ -65%
Client mix
Individuals High Net Worth111
Corporations75

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
COLD SPRING HARBOR NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
taglichbrothers.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TAGLICH, MICHAEL NICHOLAS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
TAGLICH, MICHAEL NICHOLAS
TAGLICH, ROBERT FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TAGLICHBROTHERS.COM
Rdap Domain Creation Date
1999-09-28T18:23:39Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001648111
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2015-08-21
Edgar Last Filing Date
2019-10-16
Edgar Form D Count
6
Edgar Form D Offerings
2019-10-162019-10-16 · 0001648111-19-000003
2019-09-192019-09-19 · 0001648111-19-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Axos Advisor Services2
Edgar Addresses
Mailing
275 MADISON AVE., SUITE 1618NEW YORK, NY 10016
Business
275 MADISON AVE., SUITE 1618NEW YORK, NY 10016
Edgar EIN
473803080
Edgar Recent Filings
D/A2019-10-16 · 0001648111-19-000003
D2019-09-19 · 0001648111-19-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-28T18:23:38Z
Rdap Domain Last Changed
2025-09-02T12:55:01Z
Rdap Nameservers
Dns1.name-services.comDns2.name-services.comDns3.name-services.comDns4.name-services.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1343730
Trust Company Affiliate
No

People (3)

3
TAGLICH, MICHAEL NICHOLAS
IAR · Direct Owner · 62.5%
1343730
ROBERT FRANCIS TAGLICH
Direct Owner · 62.5%
1539988
RICHARD C OH
Executive Officer · 2.5%
2666196