SourcingSourcing

DOVETAIL WEALTH MANAGEMENT, LLC

C44
CRD 291068·SEC 801-112276·TAYLOR, TX
AUM
$333.1M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$999K
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DOVETAIL WEALTH MANAGEMENT, LLC
CRD
291068
SEC file #
801-112276
EIN
—
DBA names
—

Economics

AUM
$333.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$120.7M → $333.1M▲ +176%
Client mix
Individuals Other544
Individuals High Net Worth313

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
TAYLOR TX
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
facebook.com/profile.php?id=100086192541886(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HUGHES, LOUIS, ROY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HUGHES, LOUIS, ROY
Hughes, Ann
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:dovetail.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.201
Soi Zip Pct 200k Plus
0.0466
Soi Zip Returns 200k Plus
450
Soi Zip Total AGI
722,518
Fdic Zip Total Deposits
11,283,324,000
Fdic Zip Branch Count
175
Fdic Zip Top Banks
The City National Bank of Taylor
Citizens National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
The First State BankTaylor, TX
First Interstate Bank of Texas, National AssociationTaylor, TX
Fdic Zip HHI
2471.5
Fdic Zip Top Bank Share Pct
46.4
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI32,138
Returns2,510
Stub 2
AGI95,342
Returns2,570
Stub 3
AGI97,658
Returns1,590
Soi Zip Total Business Income
26,630
Soi Zip Total Cap Gains
66,919
Soi Zip Total Dividends
6,758
Soi Zip Total Returns
9,650
Top Owner CRD
2987735
Trust Company Affiliate
No

People (4)

4
HUGHES, LOUIS, ROY
IAR · Direct Owner · 87.5%
2987735
Hughes, Ann
Direct Owner · 17.5%
7089666
DeRosa, Michael, Anthony
IAR · Executive Officer · 2.5%
4079942
CHRISTOPHER J CARRUTHERS
IAR
6043416