SourcingSourcing

GADSDEN, LLC

C40
CRD 291195·SEC 801-112416·WAYNE, PA
AUM
$161.8M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$485K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GADSDEN, LLC
CRD
291195
SEC file #
801-112416
EIN
000000000
DBA names
Gadsden

Economics

AUM
$161.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$45.0M → $161.8M▲ +260%
Client mix
Investment Companies1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
5 advisors → 1 advisors▼ -80%
Primary office
WAYNE PA
Branches
Count1

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
gadsdenfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GADSDEN GROUP HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
GADSDEN GROUP HOLDINGS, LLC
HARPER, KEVIN, RAYMOND
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Website Staleness Score
0.833
Wayback Last Material Change
2024-07-02T13:35:07.000Z
Wayback Snapshot Count
253
Wayback Snapshots Last 12mo
7
Wayback First Snapshot
1997-04-02T08:21:18.000Z
Wayback Last Snapshot
2026-03-17T09:46:58.000Z
Rdap Domain
GADSDEN.COM
Rdap Domain Creation Date
1996-05-17T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy Online Services Cayman Islands Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001812109
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2020-06-18
Edgar Last Filing Date
2020-06-18
Edgar Form D Count
1
Edgar Form D Offerings
2020-06-182020-06-18 · 0000905718-20-000589

Local market & wealth

Rank targets by how wealthy the local market is

Census Median Hh Income
161,554
Census High Income Households
4,625
Census Median Age
39.6
Census Pop 65 66 Total
1,007
Census Total Households
12,117
Census NAICS 523930 Count
22
Fdic Zip Total Deposits
63,862,018,000
Fdic Zip Branch Count
710
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (29)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Census Bachelors Plus Count
8,403
Census Median Home Value
674,800
Census NAICS 523930 Employees
0
Census Unemployed Count
812
Census Zip
19087
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
65 GADSDEN ST.CHARLESTON, SC 29401
Business
65 GADSDEN ST.CHARLESTON, SC 29401
Edgar EIN
000000000
Edgar Recent Filings
D2020-06-18 · 0000905718-20-000589
Fdic Zip Branches Raw
The Bryn Mawr Trust CompanyRadnor Township, PA
The Bryn Mawr Trust CompanyWayne, PA
Fdic Zip HHI
772.85
Fdic Zip Top Bank Share Pct
19.41
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-05-18T04:00:00Z
Rdap Domain Last Changed
2023-09-09T20:03:18Z
Rdap Nameservers
Ns05.domaincontrol.comNs06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No
Wayback Avg Days Between Changes
56.6
Wayback Closest Snapshot Ts
2026-03-17T09:46:58.000Z
Wayback Closest Snapshot Url
http://web.archive.org/web/20260317094658/http://gadsden.com/
Wayback Distinct Digest Count
177

People (2)

2
HARPER, KEVIN, RAYMOND
Executive Officer · 2.5%
5507287
MEGEN ANN HEMDAL
Executive Officer · 2.5%
5603503