SourcingSourcing

MODUS ADVISORS, LLC

C40
CRD 291204·SEC 801-112534·EXCELSIOR, MN
AUM
$601.1M
$500M-$1B
Est. Revenue
$6.0M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MODUS ADVISORS, LLC
CRD
291204
SEC file #
801-112534
EIN
371566410
DBA names
—

Economics

AUM
$601.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$214.3M → $601.1M▲ +180%
Client mix
Individuals Other184
Individuals High Net Worth162
Pension Profit Sharing Plans1

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
2 advisors → 5 advisors▲ +150%
Primary office
EXCELSIOR MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/23/2026
ADV-W filed at
—
Website
facebook.com/modusadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WEISS, TAD, MICHAEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
WEISS, TAD, MICHAEL
HAANSTAD, KARI, KRISTINE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001799284
Edgar Registered
Yes
Edgar Filing Count
26
Edgar First Filing Date
2020-01-14
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
26
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001799284-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5234
Soi Zip Pct 200k Plus
0.3223
Soi Zip Returns 200k Plus
3,300
Soi Zip Total AGI
3,188,669
Fdic Zip Total Deposits
14,450,259,000
Fdic Zip Branch Count
193
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bridgewater Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
23505 SMITHTOWN ROAD#290EXCELSIOR, MN 55331
Business
23505 SMITHTOWN ROAD#290EXCELSIOR, MN 55331
Edgar EIN
371566410
Edgar Recent Filings
13F-HR2026-05-04 · 0001799284-26-000002
13F-HR2026-02-11 · 0001799284-26-000001
Fdic Zip Branches Raw
First State Bank of ExcelsiorExcelsior, MN
TCF Bank Minnesota, fsbExcelsior, MN
Fdic Zip HHI
1606.03
Fdic Zip Top Bank Share Pct
23.43
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI21,909
Returns2,140
Stub 2
AGI40,810
Returns1,090
Stub 3
AGI56,907
Returns920
Soi Zip Total Business Income
87,178
Soi Zip Total Cap Gains
435,503
Soi Zip Total Dividends
152,786
Soi Zip Total Returns
10,240
Top Owner CRD
1408726
Trust Company Affiliate
No

People (4)

4
WEISS, TAD, MICHAEL
IAR · Direct Owner · 62.5%
1408726
HAANSTAD, KARI, KRISTINE
IAR · Direct Owner · 37.5%
6773934
WEISS, PETER, MICHAEL
IAR · Direct Owner · 7.5%
7878902
SWANSON, MARGARET, LEIGH
IAR · Direct Owner · 7.5%
6867550