SourcingSourcing

ASCENT CAPITAL PARTNERS, LLC

B54
CRD 291218·SEC 801-134434·SCOTTSDALE, AZ
AUM
$172.0M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$516K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASCENT CAPITAL PARTNERS, LLC
CRD
291218
SEC file #
801-134434
EIN
993620523
DBA names
—

Economics

AUM
$172.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$197.0M → $172.0M▼ -13%
Client mix
Individuals High Net Worth55
Individuals Other7
Pooled Investment Vehicles7

Operations

Employees (total)
10
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ASCENT CONSOLIDATED, INC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ASCENT CONSOLIDATED, INC
LOEFFLER, JONATHAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ascent.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
7
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002038531
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2024-09-27
Edgar Last Filing Date
2025-12-09
Edgar Form D Count
2
Edgar Form D Offerings
2025-12-092025-12-09 · 0002038531-25-000002
2024-09-272024-09-27 · 0002038531-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Jpmorgan14
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
5956 SHERRY LANE20TH FLOORDALLAS, TX 75225
Business
5956 SHERRY LANE20TH FLOORDALLAS, TX 75225
Edgar EIN
993620523
Edgar Recent Filings
D/A2025-12-09 · 0002038531-25-000002
D2024-09-27 · 0002038531-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (8)

8
LOEFFLER, JONATHAN
IAR · Executive Officer · 2.5%
5979802
POMEROY, MARK, ANTHONY
IAR · Executive Officer · 2.5%
4638578
Colin Sean Wade
IAR
7501991
Vaughn Crowe
IAR
7890791
Alex Stephen Ignell
IAR
7695067
JOHN HENRY BOYLE
IAR
6383941
SCOTT ERIC SCHONDAU
IAR
2653700
Douglas Swift
IAR
7951618