OUTLOOK WEALTH ADVISORS, LLC

CRD

291465

SEC file #

801-113512

EIN

453740218

DBA names

—

Economics

AUM

$593.7M

AUM band

$500M-$1B

AUM trajectory

'20 · $296.3M

'21 · $366.8M

'22 · $409.5M

'23 · $443.8M

'25 · $543.2M

'26 · $593.7M

'20'26

$296.3M → $593.7M▲ +100%

sec adv history

Client mix

Individuals Other	381
Individuals High Net Worth	188

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 4 advisors

'21 · 6 advisors

'22 · 5 advisors

'23 · 4 advisors

'25 · 4 advisors

'26 · 5 advisors

'20'26

4 advisors → 5 advisors▲ +25%

sec adv history

Primary office

THE WOODLANDS TX

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/06/2026

youtube.com/@outlookwealthadvisorshouston

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

OUTLOOK WEALTH FINANCIAL SERVICES,

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

OUTLOOK WEALTH FINANCIAL SERVICES,

NEUENSCHWANDER, JAMES, ALLEN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:outlook.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001767151

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2019-02-13

Edgar Last Filing Date

2026-04-17

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-17

Accession0001767151-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3343

Soi Zip Pct 200k Plus

0.0988

Soi Zip Returns 200k Plus

1,350

Soi Zip Total AGI

1,287,010

Fdic Zip Total Deposits

1,249,709,000

Fdic Zip Branch Count

Fdic Zip Top Banks

Woodforest National Bank

Regions Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

224 ED ENGLISH DRIVE, STE ASHENANDOAH, TX 77385

Business

224 ED ENGLISH DRIVE, STE ASHENANDOAH, TX 77385

Edgar EIN

453740218

Edgar Recent Filings

13F-HR2026-04-17 · 0001767151-26-000002

13F-HR2026-02-11 · 0001767151-26-000001

Fdic Zip Branches Raw

National Bank of ConroeConroe, TX

Fdic Zip HHI

8835.81

Fdic Zip Top Bank Share Pct

93.94

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	41,574
Returns	3,310

Stub 2

AGI	91,841
Returns	2,510

Stub 3

AGI	115,704
Returns	1,870

Soi Zip Total Business Income

37,028

Soi Zip Total Cap Gains

39,141

Soi Zip Total Dividends

10,888

Soi Zip Total Returns

13,670

Trust Company Affiliate