SourcingSourcing

PEAK FINANCIAL CONSULTING, INC.

B50
CRD 291860·SEC 801-132854·BLOOMINGTON, MN
AUM
$132.3M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$397K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PEAK FINANCIAL CONSULTING, INC.
CRD
291860
SEC file #
801-132854
EIN
—
DBA names
—

Economics

AUM
$132.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$110.2M → $132.3M▲ +20%
Client mix
Individuals Other320
Individuals High Net Worth51

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
BLOOMINGTON MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/25/2026
ADV-W filed at
—
Website
peakfinancialconsulting.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DROEGEMUELLER, DONALD, WALTER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DROEGEMUELLER, DONALD, WALTER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PEAKFINANCIALCONSULTING.COM
Rdap Domain Creation Date
2008-11-26T18:37:06Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-26T18:37:06Z
Rdap Domain Last Changed
2024-11-27T16:31:55Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5420529
Trust Company Affiliate
No

People (2)

2
DROEGEMUELLER, DONALD, WALTER
IAR · Direct Owner · 87.5%
5420529
FORD CHRISTOPHER DROEGEMUELLER
IAR
2117678