SourcingSourcing

MAIDSTONE WEALTH MANAGEMENT, LLC

A74
CRD 291873·SEC 801-133919·CAMBRIDGE, NY
AUM
$27.4M
$25M-$100M
Est. Revenue
$274K
@ 1% on AUM
Est. EBITDA
$82K
@ 30% margin
Est. Deal Value
$657K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MAIDSTONE WEALTH MANAGEMENT, LLC
CRD
291873
SEC file #
801-133919
EIN
—
DBA names
—

Economics

AUM
$27.4M
AUM band
$25M-$100M
AUM trajectory
'25'26
$25.5M → $27.4M▲ +7%
Client mix
Individuals Other18
Individuals High Net Worth15

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
CAMBRIDGE NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
linkedin.com/in/stephen-lulla-04094224(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LULLA, STEPHEN, HOWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
LULLA, STEPHEN, HOWARD
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:maidstone.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2123
Soi Zip Pct 200k Plus
0.0377
Soi Zip Returns 200k Plus
80
Soi Zip Total AGI
147,004
Fdic Zip Total Deposits
1,449,077,000
Fdic Zip Branch Count
32
Fdic Zip Top Banks
Glens Falls National Bank and Trust Company
Arrow Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Interactive Brokers2
Fdic Zip Branches Raw
Glens Falls National Bank and Trust CompanyCambridge, NY
Glens Falls National Bank and Trust CompanyCambridge, NY
Fdic Zip HHI
9171.62
Fdic Zip Top Bank Share Pct
95.67
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI6,931
Returns570
Stub 2
AGI18,353
Returns490
Stub 3
AGI22,241
Returns360
Soi Zip Total Business Income
5,992
Soi Zip Total Cap Gains
5,626
Soi Zip Total Dividends
3,825
Soi Zip Total Returns
2120
Top Owner CRD
1365623
Trust Company Affiliate
No

People (1)

1
LULLA, STEPHEN, HOWARD
IAR · Direct Owner · 87.5%
1365623