SourcingSourcing

ROYAL CAPITAL WEALTH MANAGEMENT LLC

A72
CRD 292217·SEC 801-113892
AUM
$204.2M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$612K
@ 30% margin
Est. Deal Value
$4.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROYAL CAPITAL WEALTH MANAGEMENT LLC
CRD
292217
SEC file #
801-113892
EIN
823827158
DBA names
—

Economics

AUM
$204.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$108.0M → $204.2M▲ +89%
Client mix
Individuals Other37
Individuals High Net Worth31

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/29/2026
ADV-W filed at
—
Website
rcwmllc.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHNSON, ANDREW, JAY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JOHNSON, ANDREW, JAY
JOHNSON, THOMAS, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RCWMLLC.COM
Rdap Domain Creation Date
2018-01-09T23:44:00Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
46,731
Form 5500 Compensation Trajectory 3y
202546,731
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
46,731
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001904323
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-15
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001904323-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4000 WEST 106TH STREET, SUITE 125-190CARMEL, IN 46032
Business
4000 WEST 106TH STREET, SUITE 125-190CARMEL, IN 46032
Edgar EIN
823827158
Edgar Recent Filings
13F-HR2026-05-15 · 0001904323-26-000002
13F-HR2026-02-18 · 0001904323-26-000001
Firm Has Custody
No
Rdap Domain Expiration Date
2027-01-09T23:44:00Z
Rdap Domain Last Changed
2025-12-26T00:38:02Z
Rdap Nameservers
Ns-cloud-c1.googledomains.comNs-cloud-c2.googledomains.comNs-cloud-c3.googledomains.comNs-cloud-c4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
837948
Trust Company Affiliate
No

People (2)

2
JOHNSON, ANDREW, JAY
IAR · Direct Owner · 62.5%
837948
JOHNSON, THOMAS, LEE
IAR · Direct Owner · 62.5%
1215434